MH
CFA
MH
CFA

Matthew Hall

9 Years of Experience
West Des Moines, IA
Broker

Matthew Hall is a CFA-designated registered investment advisor at Wells Fargo Advisors, based in West Des Moines, IA, with 9 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5745 Raccoon River Dr, Suite 100, West Des Moines, IA, 50266

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 3 yrs 4 mos
Wells Fargo Advisors
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2019 - July 2023 · 4 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
January 2019 - July 2023 · 4 yrs 6 mos
Piper Jaffray & CO.Broker
February 2013 - March 2015 · 2 yrs 1 mo
State Registrations35 states
AKAZCACOFLGAIAIDILINKSMAMDMIMNMOMSMTNCNENHNJNVNYOHORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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