MD
MD

Martin Derouen

15 Years of Experience
Lake Charles, LA
BrokerSells Insurance

Martin Derouen is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Lake Charles, LA, with 15 years of industry experience. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

127 W Broad St, Suite 600 One Lake Side Plaza, Lake Charles, LA, 70601-4260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Martin may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also has ownership stakes in Southpaw Properties of Lake Charles, LLC and MD Northstar, LLC, and MDDG, LLC, spending a few hours per week on these activities.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2011 - Present · 15 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
March 2011 - Present · 15 yrs 2 mos
State Registrations28 states
ALARCACOFLGAIDILINKSKYLAMDMIMOMSNHNMNVOHOKPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.