Karolina Ellis
Karolina Ellis is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Richmond, VA, with 10 years of industry experience. Karolina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
800 E Canal St, St 950, Richmond, VA, 23219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Karolina owns rental property since 2021, but has hired a property management company to handle day-to-day tasks, requiring minimal time. This activity is not investment-related.
Employment History
Current Registrations
Cetera Wealth Services, LLC
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
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