Brittany Siegel is a registered investment advisor, based in Chicago, IL, with 14 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Securities, LLC
January 2013 - Present · 13 yrs 4 mos
Nuveen Asset Management, LLC
January 2013 - Present · 13 yrs 4 mos
Nuveen Securities, LLCBroker
January 2013 - Present · 13 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
August 2012 - January 2013 · 5 mos
UBS Financial Services INC.Broker
November 2011 - January 2013 · 1 yr 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.