MW
MW

Michael West

14 Years of Experience
Cincinnati, OH
Broker

Michael West is a registered investment advisor, based in Cincinnati, OH, with 14 years of industry experience.

Location

4605 E. Galbraith Road Suite 200, Cincinnati, OH, 45236

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Michael is co-chair of the Legend Hills HOA since 2017, collecting dues and maintaining the budget. He is also the owner of WWWestgang, LLC since 2018, managing the P&L. Finally, Michael is the executor of an estate, acting as a fiduciary.

Employment History
Current Registrations
Valmark Securities, INC.
September 2018 - Present · 7 yrs 8 mos
Valmark Advisers, INC.
September 2018 - Present · 7 yrs 8 mos
Valmark Securities, INC.Broker
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Ameriprise Financial Services, INC.
March 2012 - October 2018 · 6 yrs 7 mos
Ameriprise Financial Services, INC.Broker
March 2012 - October 2018 · 6 yrs 7 mos
Strategic Advisers, INC.
August 2011 - March 2012 · 7 mos
Fidelity Brokerage Services LLCBroker
May 2011 - March 2012 · 10 mos
State Registrations19 states
ALAZCADEFLGAINKYLAMIMNNCOHORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.