CW
CW
Christopher Woodhouse
15 Years of Experience
Torrington, CT
1 DisclosureBroker
Christopher Woodhouse is a registered investment advisor at Osaic Institutions, INC., based in Torrington, CT, with 15 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
129 Main Street, Torrington, CT, 06790
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2022Denied
Employment History
Current Registrations
Osaic Institutions, INC.
August 2021 - Present · 5 yrs 2 mos
Osaic Institutions, INC.Broker
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
LPL Financial LLC
June 2017 - September 2021 · 4 yrs 3 mos
LPL Financial LLCBroker
October 2012 - September 2021 · 8 yrs 11 mos
New England SecuritiesBroker
April 2011 - October 2012 · 1 yr 6 mos
State Registrations1 state
CT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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