TrueAdvisor
TrueAdvisor
MS
CFP
MS
CFP

Matthew Schwartz

Great Waters Financial
15 Years of Experience
Shoreview, MN
Sells Insurance
View SEC Summary
View SEC Summary

Matthew Schwartz is a CFP-designated registered investment advisor at Great Waters Financial, based in Shoreview, MN, with 15 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,627 clients with $1.2B in assets under management.

Great Waters Financial
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
1,627 clients
Average Client Portfolio
$759K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.80%
$5.0M - $10.0M0.60%
$10M+0.60%

Fees are negotiable at the firm's discretion. Assets allocated to fee-only annuities are charged at a flat 1.00% annual rate.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4100 Lexington Ave N, Suite 100, Shoreview, MN, 55126

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Matthew owns Ink & Ivy Designs, a floral design business, dedicating minimal time to managing its finances. He also works as a trainer and insurance agent for Great Waters Financial, providing financial education via seminars and working as an insurance agent.

Employment History
Current Registrations
Great Waters Financial
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Advisornet Wealth Management
May 2017 - April 2022 · 4 yrs 11 mos
Ameriprise Financial Services, INC.
May 2013 - May 2017 · 4 yrs
Ameriprise Financial Services, INC.Broker
February 2012 - May 2017 · 5 yrs 3 mos
MML Investors Services, LLCBroker
July 2011 - November 2011 · 4 mos
State Registrations2 states
MNTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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