Brett Gallinger is a registered investment advisor, based in San Clemente, CA, with 13 years of industry experience.
Location
San Clemente, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Transamerica Investors Securities, LLCBroker
July 2019 - Present · 6 yrs 10 mos
Transamerica Investors Securities, LLC
July 2019 - Present · 6 yrs 10 mos
Transamerica Retirement Advisors, LLC
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Transamerica Capital, INC.Broker
October 2018 - July 2019 · 9 mos
Transamerica Financial Advisors, INCBroker
August 2017 - February 2019 · 1 yr 6 mos
Transamerica Financial Advisors, INC.
August 2017 - February 2019 · 1 yr 6 mos
American Funds Distributors, INC.
May 2014 - January 2017 · 2 yrs 8 mos
American Funds Distributors, INC.Broker
August 2013 - January 2017 · 3 yrs 5 mos
Metlife Investors Distribution CompanyBroker
August 2011 - August 2013 · 2 yrs
State Registrations2 states
CANV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.