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Joshua Mauk

Apollon Wealth Management, LLC
14 Years of Experience
Crown Point, IN
1 DisclosureSells Insurance
View SEC Summary
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Joshua Mauk is a registered investment advisor at Apollon Wealth Management, LLC, based in Crown Point, IN, with 14 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 8,389 clients with $12B in assets under management.

Apollon Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
145 advisors
Number of Clients
8,389 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$11.6B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Advisory fees are negotiable and range up to 2.00% annually based on the size and complexity of the relationship, services rendered, and time commitment. Accounts using Direct Indexing or CJ Lawrence strategies are subject to additional percentage fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

105 North Court St., Crown Point, IN, 46307

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
March 2022
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Joshua is an investment advisor representative (IAR) with Terra Wealth Management, LLC and a registered representative with Cape Securities Inc. He also owns Mauk & Associates (formed to receive commissions for tax purposes on insurance products), sells fixed insurance, refers employers for Employee Retention Credits through ConnectMyBiz, and is president of TerraWealth Risk Management, selling life insurance and fixed annuity products.

Employment History
Current Registrations
Apollon Wealth Management, LLC
January 2026 - Present · 9 mos
Terra Wealth
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
Cape Securities INC.Broker
November 2024 - December 2024 · 1 mo
Cape Securities INC.Broker
November 2023 - November 2024 · 1 yr
Purshe Kaplan Sterling InvestmentsBroker
March 2022 - November 2023 · 1 yr 8 mos
Primerica Advisors
May 2016 - April 2022 · 5 yrs 11 mos
PFS Investments INC.Broker
November 2011 - April 2022 · 10 yrs 5 mos
State Registrations2 states
INNC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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