JE
JE

Jessica Ebuen

12 Years of Experience
Dallas, TX
Broker

Jessica Ebuen is a registered investment advisor at Prospera Financial Services, INC., based in Dallas, TX, with 12 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.

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Location

5429 Lbj Freeway, Suite 750, Dallas, TX, 75240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Prospera Financial Services, INC.
February 2021 - Present · 5 yrs 3 mos
Prospera Financial Services, INC.
February 2021 - Present · 5 yrs 3 mos
Prospera Financial Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Huntington Financial Advisors
August 2013 - October 2020 · 7 yrs 2 mos
The Huntington Investment CompanyBroker
February 2013 - October 2020 · 7 yrs 8 mos
State Registrations3 states
MANCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.