Hui Zhang
Hui Zhang is a registered investment advisor at Independent Financial Group, LLC, based in San Gabriel, CA, with 14 years of industry experience. Hui is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5M+ | 2.00% |
Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.
Fee Estimator
Location
142 N San Gabriel Blvd, #B, San Gabriel, CA, 91775
Get directionsHistory
Regulatory History (8)
Customer Dispute
July 2026Customer Dispute
April 2026Customer Dispute
March 2025Customer Dispute
February 2023Customer Dispute
February 2022Customer Dispute
January 2022Customer Dispute
July 2021Customer Dispute
March 2015Other Business ActivitiesSells Insurance
Hui is the 100% owner of Sunrise Investment Capital, a DBA used for marketing purposes, taking about a quarter of their time. Hui also works as an independent contractor for Crump Insurance Company, coaching/mentoring sales, and dedicates minimal time to this. Finally, Hui is an officer/director at Sunrise Lending Inc, providing mortgage lending services, spending about 10-20% of their time.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Joyce ThomasIndependent Financial Group, LLC
- Brian Murphy, CFPGeneos Wealth Management, INC.
- Richard Hsieh, CFP
- Lisa Quach, CFPJ.P. Morgan Securities LLC