Hui Zhang
Hui Zhang is a registered investment advisor at Independent Financial Group, LLC, based in San Gabriel, CA, with 14 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
142 N San Gabriel Blvd, #B, San Gabriel, CA, 91775
Get directionsHistory
Regulatory History (6)
Customer Dispute
March 2025Customer Dispute
February 2023Customer Dispute
February 2022Customer Dispute
January 2022Customer Dispute
July 2021Customer Dispute
March 2015Other Business ActivitiesSells Insurance
Hui is the 100% owner of Sunrise Investment Capital, a DBA used for marketing purposes, taking about a quarter of their time. Hui also works as an independent contractor for Crump Insurance Company, coaching/mentoring sales, and dedicates minimal time to this. Finally, Hui is an officer/director at Sunrise Lending Inc, providing mortgage lending services, spending about 10-20% of their time.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.