Joyce Thomas
Joyce Thomas is a registered investment advisor at Independent Financial Group, LLC, based in San Gabriel, CA, with 29 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
142 N San Gabriel Blvd, #B, San Gabriel, CA, 91775
Get directionsHistory
Regulatory History (6)
Customer Dispute
January 2024Customer Dispute
January 2023Customer Dispute
July 2021Customer Dispute
June 2021Employment Separation After Allegations
October 2015Customer Dispute
May 2000Other Business Activities
Joyce is the 100% owner of JTW Financial Services, Inc., a DBA used for marketing purposes, dedicating a few hours per week. She also owns a rental property in Riverside, spending minimal time on it.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Legacy Financial Services, INC.Broker
Wma Securities, INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.