James Carlson
James Carlson is a registered investment advisor at Gannett Wealth Advisors, based in Mansfield, MA, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 3 more. Their firm serves 136 clients with $90M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gannett Wealth Advisors offers wealth management services for a recurring fixed fee, ranging from $10,000 to $120,000 annually, paid monthly, quarterly, or semi-annually. The fee depends on the client's needs and the complexity of their situation. In certain circumstances, Gannett Wealth Advisors may charge a fee based on a percentage of the value of the account. The annual advisory fee is 1% of the value of the account, paid monthly. For clients who choose to engage with Gannett Wealth Advisors for tax preparation, this service is included with wealth management services at no additional cost.
Location
Mansfield, MA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a loan originator at Sharon & Crescent United Credit Union, dedicating minimal time. He is also the Chief Operating Officer and Agent at Sharon Insurance, LLC, spending about 10-20% of his time there.
Employment History
Current Registrations
Gannett Wealth Advisors
Carlson Planning Company
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Baystate Wealth Management
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
Baystate Wealth Management
New England Securities Corporation
New England SecuritiesBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.