Daniel Carroll is a registered investment advisor at LPL Financial LLC, based in Orland Park, IL, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Orland Park, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Daniel operates Blackbird Plan Consultants as a DBA for his LPL business, dedicating about 10-20% of his time. He also owns a real estate rental property called Green Lake Getaway and is a committee member at Midlothian County Club, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mutual of America Securities LLCBroker
Mutual of America Life Insurance CompanyBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Metlife Securities INC.
Metlife Securities INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.