Deborah Solomon is a registered investment advisor, based in Greenwood Village, CO, with 9 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Deborah owns rental/investment properties through Valiente Ventures, LLC. This activity is not investment-related.
Employment History
Current Registrations
Empower Financial Services, INC.Broker
July 2022 - Present · 3 yrs 10 mos
Empower Advisory Group, LLC
July 2022 - Present · 3 yrs 10 mos
Empower Financial Services, INC.
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
Charles Schwab & CO., INC.
April 2022 - April 2022 · 0 mos
Charles Schwab & CO., INC.Broker
April 2022 - April 2022 · 0 mos
TD Ameritrade Investment Management, LLC
October 2021 - April 2022 · 6 mos
TD Ameritrade, INC.
October 2021 - April 2022 · 6 mos
TD Ameritrade, INC.Broker
September 2021 - April 2022 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2017 - December 2019 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2017 - December 2019 · 2 yrs 9 mos
Wells Fargo Clearing Services, LLC
August 2016 - January 2017 · 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2015 - January 2017 · 1 yr 2 mos
PNC InvestmentsBroker
July 2011 - February 2013 · 1 yr 7 mos
State Registrations46 states
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Exams
No exam information available for this advisor.