Edward Caballero
Edward Caballero is a CFP-designated registered investment advisor at LPL Financial LLC, based in Walnut Creek, CA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1211 Newell Ave, Ste 230, Walnut Creek, CA, 94596
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
December 2016Other Business Activities
Edward operates Tomren Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He also owns rental real estate since 2019, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.