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Steven Thorpe is a registered investment advisor at Morgan Stanley, based in Sugar Land, TX, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
16554 Creek Bend Drive, Suite 100, Sugar Land, TX, 77478
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2020Denied
Other Business Activities
Steven is a board member of Valley Village Dad's Club, Inc., a civic/community, social & recreational organization. He spends minimal time on administrative tasks for this role outside of business hours.
Employment History
Current Registrations
Morgan StanleyBroker
March 2017 - Present · 9 yrs 6 mos
Morgan Stanley
March 2017 - Present · 9 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2011 - March 2017 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2011 - March 2017 · 5 yrs 9 mos
State Registrations37 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.