Gary Sickles
Gary Sickles is a registered investment advisor at Safe Harbor Wealth Management, LLC, based in Dublin, OH, with 14 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 148 clients with $28M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Safe Harbor Wealth Management works with Gradient Investments, LLC to manage client portfolios. The annual fee is a percentage of the assets managed and is negotiable. Safe Harbor receives a portion of the fee. Here are the annual fees for different portfolio types:
- Strategic Portfolios: 1.80% total (0.80% to Gradient Investments, 1.00% to Safe Harbor)
- Tactical Portfolios: 1.70% total (0.70% to Gradient Investments, 1.00% to Safe Harbor). There are also internal fees of 0.20% from the ETF.
- Allocation & Defined Outcome Portfolios: 1.60% total (0.60% to Gradient Investments, 1.00% to Safe Harbor)
- Preservation Portfolios: 1.00% total (0.40% to Gradient Investments, 0.60% to Safe Harbor)
- Private Wealth Portfolios: 1.50% total (0.50% to Gradient Investments, 1.00% to Safe Harbor)
Gradient Investments also charges a $15 quarterly technology fee. These fees are negotiable.
Location
6099 Frantz Road, Dublin, OH, 43017
Get directionsHistory
Regulatory History (5)
Regulatory
July 2024Regulatory
March 2022Customer Dispute
April 2020Customer Dispute
December 2016Regulatory
January 2010Employment History
Current Registrations
Safe Harbor Wealth Management, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.