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Gary Sickles

Safe Harbor Wealth Management, LLC
15 Years of Experience
Beavercreek, OH
5 Disclosures
View SEC Summary
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Gary Sickles is a registered investment advisor at Safe Harbor Wealth Management, LLC, based in Beavercreek, OH, with 15 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 173 clients with $29M in assets under management.

Safe Harbor Wealth Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
173 clients
Average Client Portfolio
$168K average
Assets Under Management
$29.0M

Fee Structure

Investment management only (planning not offered)

Safe Harbor Wealth Management works with Gradient Investments, LLC to manage client portfolios. The annual fee is a percentage of the assets managed and is negotiable. Safe Harbor receives a portion of the fee. Here are the annual fees for different portfolio types:

  • Strategic Portfolios: 1.80% total (0.80% to Gradient Investments, 1.00% to Safe Harbor)
  • Tactical Portfolios: 1.70% total (0.70% to Gradient Investments, 1.00% to Safe Harbor). There are also internal fees of 0.20% from the ETF.
  • Allocation & Defined Outcome Portfolios: 1.60% total (0.60% to Gradient Investments, 1.00% to Safe Harbor)
  • Preservation Portfolios: 1.00% total (0.40% to Gradient Investments, 0.60% to Safe Harbor)
  • Private Wealth Portfolios: 1.50% total (0.50% to Gradient Investments, 1.00% to Safe Harbor)

Gradient Investments also charges a $15 quarterly technology fee. These fees are negotiable.

View Full SEC Brochure

Location

Springhill Office Center, 4031 Colonel Glenn Hwy, Suite 122, Beavercreek, OH, 45431

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History

Regulatory History (5)
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Regulatory
July 2024
Final
Regulatory
March 2022
Final
Customer Dispute
April 2020
Settled
Customer Dispute
December 2016
Denied
Regulatory
January 2010
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Safe Harbor Wealth Management, LLC
May 2011 - Present · 15 yrs 5 mos
State Registrations3 states
FLOHTX
Advisor

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Exams
No exam information available for this advisor.
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