Joshua Nelms is a registered investment advisor, based in Gig Harbor, WA, with 6 years of industry experience.
Location
Gig Harbor, WA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joshua is the owner and president of Joshua Nelms LLC, which engages in commercial and residential real estate activities. He spends a few hours per week on this investment-related activity.
Employment History
Current Registrations
State Farm Vp Management CORP.
January 2025 - Present · 1 yr 4 mos
State Farm Vp Management CORP.Broker
January 2025 - Present · 1 yr 4 mos
State Farm Investment Management CORP.
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Mwa Financial Services, INC.
March 2022 - December 2024 · 2 yrs 9 mos
Mwa Financial Services INC.Broker
January 2022 - December 2024 · 2 yrs 11 mos
Transamerica Financial Advisors, INC.
August 2021 - December 2021 · 4 mos
Transamerica Financial Advisors, INCBroker
July 2020 - December 2021 · 1 yr 5 mos
Mutual of Omaha Investor Services, INC.Broker
June 2019 - February 2020 · 8 mos
Pruco Securities, LLC.Broker
May 2019 - June 2019 · 1 mo
State Registrations1 state
WA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.