Briana Smith is a CFP-designated registered investment advisor, based in Raleigh, NC, with 14 years of industry experience. Briana is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4208 Six Forks Rd, Suite 1700, Raleigh, NC, 27609
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Briana serves as the Board of Directors for Wake Technical Community College Foundation Inc. As investment committee chairman, she reports on the foundation's asset performance and provides an economic overview to the board, dedicating minimal time to this role.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
Captrust
Previous Registrations
First Citizens Investor Services, INC.
First Citizens Investor Services, INC.Broker
Capfinancial Securities, LLC.Broker
Captrust
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Metlife Securities INC.Broker
New England SecuritiesBroker
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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