Briana Smith is a CFP-designated registered investment advisor at Captrust, based in Raleigh, NC, with 13 years of industry experience. Briana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 36,839 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Advisory fees are subject to negotiation based on multiple factors including clients with multiple accounts, size of the account, a prior or existing relationship, and a client’s particular needs or financial characteristics.
Fee Estimator
Location
4208 Six Forks Rd, Suite 1700, Raleigh, NC, 27609
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Briana serves as the Board of Directors for Wake Technical Community College Foundation Inc. As investment committee chairman, she reports on the foundation's asset performance and provides an economic overview to the board, dedicating minimal time to this role.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
Captrust
Previous Registrations
First Citizens Investor Services, INC.Broker
First Citizens Investor Services, INC.
Captrust
Capfinancial Securities, LLC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Metlife Securities INC.Broker
New England SecuritiesBroker
New England SecuritiesBroker
State Registrations1 state
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