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Derek Hamblen

13 Years of Experience
Nashville, TN
BrokerSells Insurance

Derek Hamblen is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Nashville, TN, with 13 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

1600 DIVISION ST Ste 400, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Derek may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns SSBM, LLC, a legal entity receiving compensation, and serves on the fundraising committee for Youth Encouragement Services, dedicating minimal time to each.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
April 2014 - Present · 12 yrs 1 mo
Northwestern Mutual Investment Services, LLCBroker
December 2012 - Present · 13 yrs 5 mos
State Registrations27 states
ALARAZCACOFLGAIDILKYLAMIMNMSNCNHNJNYOHOKPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.