Roman Kobrin is a registered investment advisor, based in Chicago, IL, with 14 years of industry experience.
Location
101 N. Wacker Drive, Suite 1500, Chicago, IL, 60606
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2018Pending
Employment History
Current Registrations
Lbmz Securities, INC.Broker
June 2016 - Present · 9 yrs 11 mos
Zacks Investment Management, INC.
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Amerivest Investment Management, LLC
January 2012 - July 2014 · 2 yrs 6 mos
TD Ameritrade, INC.
January 2012 - July 2014 · 2 yrs 6 mos
TD Ameritrade, INC.Broker
January 2012 - July 2014 · 2 yrs 6 mos
Hornor, Townsend & Kent, INC.Broker
June 2011 - January 2012 · 7 mos
State Registrations1 state
IL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.