James Gibson
James Gibson is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Hoover, AL, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1849 Data Dr, Hoover, AL, 35244
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is a musician, playing at various events, dedicating about 10-20% of his time to this. He also serves on the State of Alabama Optometric Scholarship Awards Board, spending minimal time on this role, and is involved in outside insurance sales/servicing, also dedicating minimal time. James is also a part owner of Wisdom Path, LLC and owner of Gibson Holding Company, LLC.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.