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William Hayes

13 Years of Experience
Ponte Vedra, FL
BrokerSells Insurance

William Hayes is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Ponte Vedra, FL, with 13 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

111D Solana Rd, Ponte Vedra, FL, 32082

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

William may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. This activity is investment-related.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2014 - Present · 11 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
May 2012 - Present · 14 yrs
State Registrations22 states
AKALCACODCFLGAINMIMNMONCNDNMNYOHOKORTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
William Hayes - Financial Advisor | TrueAdvisor