JL
JL

Jennifer Lau

14 Years of Experience
San Francisco, CA
Broker

Jennifer Lau is a registered investment advisor at Wells Fargo Advisors, based in San Francisco, CA, with 14 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

601 California Suite 1168, [Satellite], San Francisco, CA, 94108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2013 - June 2023 · 9 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
December 2013 - June 2023 · 9 yrs 6 mos
UBS Financial Services INC.Broker
August 2013 - December 2013 · 4 mos
UBS Financial Services INC.
August 2013 - December 2013 · 4 mos
Wells Fargo Advisors, LLC
March 2012 - July 2013 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
November 2011 - July 2013 · 1 yr 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.