MK
MK
Michael King
15 Years of Experience
Cincinnati, OH
1 DisclosureBroker
Michael King is a registered investment advisor at Fifth Third Securities, INC., based in Cincinnati, OH, with 15 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 47,014 clients with $11B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1009 advisors
Number of Clients
47,014 clients
Average Client Portfolio
$232K average
Assets Under Management
$10.9B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.35% |
| $500K - $750K | 1.25% |
| $750K - $1.0M | 1.10% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.80% |
Fees are negotiable. Maximum fee is 1.50%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
7101 Miami Rd, Cincinnati, OH, 45243
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018Denied
Employment History
Current Registrations
Fifth Third Securities, INC.
March 2013 - Present · 13 yrs 7 mos
Fifth Third Securities, INC.Broker
March 2013 - Present · 13 yrs 7 mos
Previous Registrations
Strategic Advisers, INC.
May 2012 - March 2013 · 10 mos
Fidelity Brokerage Services LLCBroker
August 2011 - March 2013 · 1 yr 7 mos
State Registrations12 states
AZCAFLINKYNCNJNYOHSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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