Charles Goings is a CFP-designated registered investment advisor at Ascendor Wealth, LLC, based in Wilmington, NC, with 13 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 124 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.25% |
| $1.0M - $3.0M | 0.20% |
| $3.0M - $5.0M | 0.15% |
| $5.0M - $10.0M | 0.10% |
| $10M+ | 0.05% |
Minimum quarterly fee of $500. Fees are negotiable based on client type, complexity, potential for deposits, relationship with advisor, and total assets under management.
Fee Estimator
Location
5700 Oleander Drive, Wilmington, NC, 28403
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is a landlord/owner of rental property in Fort Mill, SC, since 2018. He dedicates minimal time to this activity.
Employment History
Current Registrations
Ascendor Wealth, LLC
Previous Registrations
Pruco Securities, LLC.Broker
Vanguard Advisers, INC.
Vanguard Marketing CorporationBroker
Fidelity Brokerage Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.