Andrew Mack is a registered investment advisor, based in New York, NY, with 12 years of industry experience.
Location
5 Hanover Sq, 12th Floor, New York, NY, 10004
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Regulatory History (2)
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Regulatory
July 2025Final
Customer Dispute
December 2021Settled
Employment History
Current Registrations
Arete Wealth Management, LLCBroker
January 2026 - Present · 3 mos
Arete Wealth Advisors, LLC
January 2026 - Present · 3 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2025 - April 2025 · 3 mos
Raymond James Financial Services, INC.Broker
January 2025 - April 2025 · 3 mos
A.G.P / Alliance Global Partners
November 2020 - March 2024 · 3 yrs 4 mos
A.G.P. / Alliance Global PartnersBroker
October 2020 - March 2024 · 3 yrs 5 mos
Aegis Capital CORP.Broker
May 2017 - October 2020 · 3 yrs 5 mos
Laidlaw & Company (UK) LTD.Broker
January 2016 - February 2016 · 1 mo
National Securities CorporationBroker
January 2016 - May 2017 · 1 yr 4 mos
Laidlaw & Company (UK) LTD.Broker
August 2012 - January 2016 · 3 yrs 5 mos
State Registrations1 state
NY
Advisor
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Exams
No exam information available for this advisor.