Brian Baum is a CFP-designated registered investment advisor at Interchange Capital Partners, based in Pittsburgh, PA, with 13 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 204 clients with $600M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Interchange Capital Partners offers investment management services for an annual fee based on the amount of assets managed. The management fee will not exceed 2.75% per year. The annual fee is charged quarterly, in advance, based on the market value of the assets being managed. Fees are negotiable and depend on the size and composition of a client's portfolio and the type of services rendered. Interchange Capital Partners may negotiate a different fee rate for certain client holdings.
Location
301 Grant Street, Suite 3550, Pittsburgh, PA, 15219
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is an independent licensed insurance agent since 2011, selling life, long-term care, and fixed/variable annuities. He is also a partner at Defiant Interchange Advisors LLC, an M&A advisory firm, dedicating a few hours per week to advising business owners. Brian also works as a distribution manager for Astrove Family LLC, spending minimal time on this activity.
Employment History
Current Registrations
Interchange Capital Partners
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations2 states
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