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BB
CFP
BB
CFP

Brian Baum

Interchange Capital Partners
14 Years of Experience
Pittsburgh, PA
Sells Insurance
View SEC Summary
View SEC Summary

Brian Baum is a CFP-designated registered investment advisor at Interchange Capital Partners, based in Pittsburgh, PA, with 14 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 218 clients with $740M in assets under management.

Interchange Capital Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
8 advisors
Number of Clients
218 clients
Average Client Portfolio
$3.4M average
Assets Under Management
$743.6M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Fees are negotiable and will not exceed 2.75% per year.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

301 Grant Street, Suite 3550, Pittsburgh, PA, 15219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is an independent licensed insurance agent since 2011, selling life, long-term care, and fixed/variable annuities. He is also a partner at Defiant Interchange Advisors LLC, an M&A advisory firm, dedicating a few hours per week to advising business owners. Brian also works as a distribution manager for Astrove Family LLC, spending minimal time on this activity.

Employment History
Current Registrations
Interchange Capital Partners
June 2020 - Present · 6 yrs 4 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2020 - October 2021 · 1 yr 4 mos
UBS Financial Services INC.
February 2013 - July 2020 · 7 yrs 5 mos
UBS Financial Services INC.Broker
September 2012 - July 2020 · 7 yrs 10 mos
State Registrations2 states
PATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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