BB
CFP
BB
CFP

Brian David Baum

13 Years of Experience
Sells Insurance
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
204 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$595.9M

Fee Structure

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Location

301 Grant Street, Suite 3550, Pittsburgh, PA, 15219

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brian is an independent licensed insurance agent since 2011, selling life, long-term care, and fixed/variable annuities. He is also a partner at Defiant Interchange Advisors LLC, an M&A advisory firm, dedicating a few hours per week to advising business owners. Brian also works as a distribution manager for Astrove Family LLC, spending minimal time on this activity.

Employment History
Current Registrations
Interchange Capital Partners
June 2020 - Present · 5 yrs 8 mos
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
June 2020 - October 2021 · 1 yr 4 mos
UBS Financial Services INC.
February 2013 - July 2020 · 7 yrs 5 mos
UBS Financial Services INC.Broker
September 2012 - July 2020 · 7 yrs 10 mos
State Registrations2 states
PATX
Advisor
Exams
No exam information available for this advisor.