Richard Schulz is a CFP-designated registered investment advisor, based in Independence, OH, with 4 years of industry experience.
Location
6000 Freedom Square Dr, Suite 350, Independence, OH, 44131
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
November 2024 - Present · 1 yr 6 mos
Raymond James Financial Services Advisors, INC
August 2024 - Present · 1 yr 9 mos
Previous Registrations
MML Investors Services, LLC
September 2018 - March 2019 · 6 mos
MML Investors Services, LLCBroker
September 2018 - March 2019 · 6 mos
Raymond James Financial Services Advisors, INC
March 2013 - May 2015 · 2 yrs 2 mos
Raymond James Financial Services, INC.Broker
July 2012 - May 2015 · 2 yrs 10 mos
State Registrations11 states
AZCTFLILMAMNOHPATXUTVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.