Patrick Connelly
Patrick Connelly is a registered investment advisor at Professional Planning Group, based in Westerly, RI, with 10 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 1,296 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $5.0M | 0.75% |
| $5.0M - $15.0M | 0.50% |
| $15.0M - $25.0M | 0.40% |
| $25M+ | 0.30% |
A portion of the asset-based advisory fee is paid to RJFS and RJA for administrative services. Asset-based advisory fees and account minimums may be negotiable depending on the client’s unique situation.
Fee Estimator
Location
9 Granite Street, Westerly, RI, 02891
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patrick works as a financial advisor for Professional Planning Group, dedicating about half of his time to this role. He also serves as a board member and finance committee member for Westerly Education Endowment Fund, a non-profit, spending a few hours per week on this activity.
Employment History
Current Registrations
Professional Planning Group
Raymond James Financial Services, INC.Broker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
State Registrations23 states
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