William Ferguson is a registered investment advisor at LPL Financial LLC, based in Sewickley, PA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1605 Carmody Ct Ste 301, Sewickley, PA, 15143
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William provides investment advisory services through Stratos Wealth Partners and The Kelley Financial Group, both independent investment advisor firms. He spends approximately 60 hours per month on these activities.
Employment History
Current Registrations
LPL Financial LLC
Stratos Wealth Partners, LTD
LPL Financial LLCBroker
Previous Registrations
Global Retirement Partners LLC
LPL Financial LLC
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
PNC Investments
PNC InvestmentsBroker
AXA Advisors, LLC
AXA Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Cco Investment Services CORP.Broker
State Registrations24 states
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