David Sponhauer
David Sponhauer is a CFP-designated registered investment advisor at Mattson Financial Services, LLC, based in Kentwood, MI, with 11 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 4 more. Their firm serves 1,127 clients with $510M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Standard annual fee is 1.50% for managed portfolios. Held-away asset management is charged at a maximum annual fee of 0.50%. Fees are negotiable.
Fee Estimator
Location
3226 28th Street Se, Kentwood, MI, 49512
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent for Lakeview Financial Group, LLC since September 2024 and as a sole proprietor since July 2015. These activities each take about 10-20% of his time.
Employment History
Current Registrations
Mattson Financial Services, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Waddell & Reed
Waddell & ReedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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