TrueAdvisor
TrueAdvisor
BY
ChFC
BY
ChFC

Brian Dale Yarch

Regal Investment Advisors LLC
25 Years of Experience
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Regal Investment Advisors LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
107 advisors
Number of Clients
7,859 clients
Average Client Portfolio
$311K average
Assets Under Management
$2.4B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K2.50%
$500K - $1.0M2.25%
$1M+2.00%

Fees are negotiated on an IAR-by-IAR, client-by-client, or account-by-account basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

2687 44th Street Se, Kentwood, MI, 49512

Get directions

History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2023
Final
Regulatory
May 2022
Final
Regulatory
January 2022
Final
Regulatory
September 2021
Final
Regulatory
July 2020
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is an agent selling fixed insurance products through Regal Fin Group, dedicating about half of his time, and is president of Duece, selling fixed insurance products, dedicating minimal time. He is also an IAR with Regal Investment Advisors, spending minimal time on fee-based planning, and is principal of Regulus, LLC and owner of RegalHoldingsofNA. Brian is also a partner in Fujhimo, LLC (real estate) and a bookkeeper for Yarch Health, LLC, spending minimal time on each.

Employment History
Current Registrations
Regulus Financial Group, LLCBroker
July 2010 - Present · 15 yrs 7 mos
Regal Investment Advisors LLC
July 2010 - Present · 15 yrs 7 mos
Previous Registrations
Bright Owl Investment Advisors
September 2015 - February 2018 · 2 yrs 5 mos
American Portfolios Advisors, INC
May 2010 - December 2014 · 4 yrs 7 mos
American Portfolios Financial Services, INC.Broker
February 2010 - December 2014 · 4 yrs 10 mos
Sagepoint Financial, INC.Broker
October 2005 - February 2010 · 4 yrs 4 mos
Sunamerica Securities, INC.Broker
July 2000 - October 2005 · 5 yrs 3 mos
Washington Square Securities, INC.Broker
May 2000 - July 2000 · 2 mos
State Registrations39 states
AKALARAZCACOCTDEFLGAIAILINKYMAMDMEMIMNMOMTNCNDNJNMNVNYOHORPARISCSDTNTXUTVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.