Sean Smith is a registered investment advisor at LPL Financial LLC, based in Honolulu, HI, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1585 Kapiolani Blvd Ste 1650, Honolulu, HI, 96814
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sean operates The Retirement Coach LLC as a DBA for his LPL business. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Strategic Blueprint, LLC
The Strategic Financial Alliance, INC.Broker
The Strategic Financial Alliance
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Park Avenue Securities LLCBroker
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services, LLCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.