Paul Thompson is a CFP-designated registered investment advisor, based in Houston, TX, with 14 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4900 Woodway Drive, Suite 1150, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is a financial advisor and chief compliance officer at Ascension Capital Advisors, dedicating nearly full-time hours to managing client accounts and administrative duties. He also works as an insurance producer, spending minimal time discussing life insurance and fixed annuities, and is involved with several non-profit and commercial ventures.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Ascension Capital Advisors, INC.
Previous Registrations
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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