PT
CFP
PT
CFP

Paul Thompson

13 Years of Experience
Houston, TX
BrokerSells Insurance

Paul Thompson is a CFP-designated registered investment advisor, based in Houston, TX, with 13 years of industry experience.

Location

4900 Woodway Drive, Suite 1150, Houston, TX, 77056

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Paul is a financial advisor and chief compliance officer at Ascension Capital Advisors, dedicating nearly full-time hours to managing client accounts and administrative duties. He also works as an insurance producer, spending minimal time discussing life insurance and fixed annuities, and is involved with several non-profit and commercial ventures.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
October 2016 - Present · 9 yrs 6 mos
Ascension Capital Advisors, INC.
October 2015 - Present · 10 yrs 6 mos
Previous Registrations
Strategic Advisers, INC.
July 2012 - November 2014 · 2 yrs 4 mos
Fidelity Brokerage Services LLCBroker
August 2011 - November 2014 · 3 yrs 3 mos
State Registrations4 states
COMOTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Paul Thompson - Financial Advisor | TrueAdvisor