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Sean Cribbin

13 Years of Experience
Chicago, IL
1 DisclosureBroker

Sean Cribbin is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 13 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History (1)
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Criminal
October 2018
Final Disposition
Employment History
Current Registrations
Nuveen Asset Management, LLC
December 2021 - Present · 4 yrs 5 mos
Nuveen Securities, LLCBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Blackrock Investment Management, LLC
March 2013 - November 2021 · 8 yrs 8 mos
Blackrock Investments, LLCBroker
November 2012 - November 2021 · 9 yrs
State Registrations2 states
CTIL
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.