Samantha Winner is a registered investment advisor, based in Urbana, OH, with 13 years of industry experience.
Location
120 N Main Street, Urbana, OH, 43078
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Samantha is an advisor for FM Investments, a support company, but spends no time on it. She also works full-time as a bank associate at Farmers & Merchants Bank.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
April 2024 - Present · 2 yrs 5 mos
Raymond James Financial Services Advisors, INC
April 2024 - Present · 2 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2023 - April 2024 · 7 mos
Wells Fargo Advisors
September 2023 - April 2024 · 7 mos
UBS Financial Services INC.
November 2021 - September 2023 · 1 yr 10 mos
UBS Financial Services INC.Broker
October 2021 - September 2023 · 1 yr 11 mos
Wells Fargo Clearing Services, LLC
September 2019 - November 2021 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
September 2019 - November 2021 · 2 yrs 2 mos
UBS Financial Services INC.Broker
October 2017 - September 2019 · 1 yr 11 mos
UBS Financial Services INC.
October 2017 - September 2019 · 1 yr 11 mos
J.P. Morgan Securities LLC
June 2017 - September 2017 · 3 mos
J.P. Morgan Securities LLCBroker
June 2017 - September 2017 · 3 mos
Morgan Stanley
February 2016 - June 2017 · 1 yr 4 mos
Morgan StanleyBroker
February 2016 - June 2017 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2015 - January 2016 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2015 - January 2016 · 4 mos
Morgan StanleyBroker
March 2012 - March 2015 · 3 yrs
AXA Advisors, LLCBroker
September 2011 - November 2011 · 2 mos
State Registrations30 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.