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JD
JD
Jimmy Diep
Secure Investment Management, LLC
9 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Financial Planning & Coaching
Retirement Planning
Estate Planning
Tax Planning
Secure Investment Management, LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
16 advisors
Number of Clients
825 clients
Average Client Portfolio
$46K average
Assets Under Management
$38.3M
Fee Structure
Minimum Investment:
$25K
Investment Management
Planning
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Location
San Jose, CA
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History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
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Judgment / Lien
November 2023
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How to Read Disclosures
Employment History
Current Registrations
Secure Investment Management, LLC
May 2025 - Present · 9 mos
Previous Registrations
J.P. Morgan Securities LLC
Broker
July 2023 - November 2024 · 1 yr 4 mos
Spotlight Asset Group
April 2019 - July 2019 · 3 mos
Bbva Wealth Solutions INC.
January 2019 - March 2019 · 2 mos
Bbva Securities INC.
Broker
January 2019 - March 2019 · 2 mos
J.P. Morgan Securities LLC
March 2016 - May 2018 · 2 yrs 2 mos
J.P. Morgan Securities LLC
Broker
March 2016 - May 2018 · 2 yrs 2 mos
TD Ameritrade, INC.
March 2013 - February 2016 · 2 yrs 11 mos
Amerivest Investment Management, LLC
March 2013 - February 2016 · 2 yrs 11 mos
TD Ameritrade, INC.
Broker
March 2013 - February 2016 · 2 yrs 11 mos
Cetera Investment Services LLC
January 2012 - March 2013 · 1 yr 2 mos
Cetera Investment Services LLC
Broker
July 2011 - March 2013 · 1 yr 8 mos
State Registrations
1 state
CA
Advisor
Exams
No exam information available for this advisor.