Shanshan Wang
Shanshan Wang is a registered investment advisor at Griffinest Asia Asset Management, LLC, based in Glendora, CA, with 15 years of industry experience. Shanshan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 11 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees for amounts over $10 million are negotiable. The firm also offers an Investment Advisor Service schedule at 0.10% for $1 to $3M and 0.05% for amounts above $3M. Certain qualified clients may pay performance fees between 12% and 20%.
Fee Estimator
Location
Glendora, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shanshan is the Secretary for Taste Memory Corp, a food catering and provider company, since 2022. She spends about a quarter of her time on duties such as accounting, bill pay, and permit maintenance, performing all work outside of securities trading hours.
Employment History
Current Registrations
Griffinest Asia Asset Management, LLC
Griffinest Asia Securities, LLC
Griffinest Asia Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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