Adam Kozak
Adam Kozak is a CFP-designated registered investment advisor at Spc, based in Eastchestor, NY, with 15 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
475 White Plains Rd, Suite 28, Eastchestor, NY, 10709
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2021Other Business ActivitiesSells Insurance
Adam provides financial services through KPL Financial Group LLC and has been an independent insurance agent since 2012, selling life, accident, health, and fixed index annuities. He also serves as trustee of a special needs trust for his brother, dedicating minimal time to this activity.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
Metlife Securities INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.