WC
WC

Wesley Cooper

13 Years of Experience
Sulphur Spgs, TX
BrokerSells Insurance

Wesley Cooper is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Sulphur Spgs, TX, with 13 years of industry experience. Wesley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

323 Gilmer St, Sulphur Spgs, TX, 75482

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Wesley may earn commissions from insurance sales outside of Northwestern Mutual, including life, health, annuity, and disability income insurance. He also has ownership stakes in several businesses and real estate ventures, and serves as treasurer for a Masonic lodge and is a school board nominee.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
January 2014 - Present · 12 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
June 2012 - Present · 13 yrs 11 mos
State Registrations14 states
ARGAKSKYLAMIMOMSNCNVOHOKTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Wesley Cooper - Financial Advisor | TrueAdvisor