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Thomas Lewis

14 Years of Experience
St. Louis, MO
Broker

Thomas Lewis is a registered investment advisor, based in St. Louis, MO, with 14 years of industry experience.

Location

275 N. Lindbergh, Ste. 20, St. Louis, MO, 63141

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is an independent contractor providing brokerage and supervision services through Saxony Securities, Inc. He also owns KEP Law, LLC, an estate planning firm, dedicating about 10-20% of his time, and TNL Holdings, a holding company, dedicating minimal time.

Employment History
Current Registrations
Saxony Securities, INC.Broker
April 2016 - Present · 10 yrs 5 mos
Krilogy
April 2016 - Present · 10 yrs 5 mos
Previous Registrations
Saxony Capital Management, LLC
August 2015 - April 2016 · 8 mos
Saxony Securities, INC.Broker
August 2015 - April 2016 · 8 mos
Edward Jones
April 2012 - August 2015 · 3 yrs 4 mos
Edward JonesBroker
December 2011 - August 2015 · 3 yrs 8 mos
State Registrations1 state
MO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.