TrueAdvisor
TrueAdvisor
MK
CFP
MK
CFP

Matthew King

Foundations Investment Advisors LLC
13 Years of Experience
Auburn, ME
Sells Insurance
View SEC Summary
View SEC Summary

Matthew King is a CFP-designated registered investment advisor at Foundations Investment Advisors LLC, based in Auburn, ME, with 13 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Federal Employees, and 6 more. Their firm serves 29,663 clients with $10B in assets under management.

Foundations Investment Advisors LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
299 advisors
Number of Clients
29,663 clients
Average Client Portfolio
$340K average
Assets Under Management
$10.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.00%. Fees are negotiable. Accounts with more than three investment strategies incur an additional $15 annual fee per extra strategy, and all accounts pay a $50 annual administrative and technology fee.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

95 Main St, Suite 102, Auburn, ME, 04210

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Matthew is an insurance producer with Magellan Financial, providing life and annuity products to clients since April 2024. This takes about half of his time.

Employment History
Current Registrations
Foundations Investment Advisors LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Advisory Alpha, LLC
September 2022 - March 2024 · 1 yr 6 mos
Financialife Outfitters LLC
April 2018 - July 2022 · 4 yrs 3 mos
Triad Advisors LLCBroker
April 2018 - August 2022 · 4 yrs 4 mos
Esi Financial Advisors
February 2018 - April 2018 · 2 mos
Equity Services, INC.Broker
February 2018 - April 2018 · 2 mos
Foresters Advisory Services, LLC
September 2017 - January 2018 · 4 mos
Foresters Financial Services, INC.Broker
March 2016 - January 2018 · 1 yr 10 mos
Waddell & ReedBroker
November 2013 - January 2015 · 1 yr 2 mos
First Investors CorporationBroker
August 2011 - July 2013 · 1 yr 11 mos
State Registrations2 states
METX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Auburn, ME →All financial advisors in Maine →