AW
AW

Allison Jean Werden

13 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
261 advisors
Number of Clients
12,787 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$29.6B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $5.0M1.00%
$5.0M - $10.0M0.90%
$10M+0.80%

MAI negotiates fees at its discretion, resulting in clients under different fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1360 East Ninth Street, Suite 1100, Cleveland, OH, 44114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Mai Capital Management, LLC
April 2021 - Present · 4 yrs 10 mos
Previous Registrations
LPL Financial LLC
May 2017 - April 2021 · 3 yrs 11 mos
LPL Financial LLCBroker
May 2017 - April 2021 · 3 yrs 11 mos
Charles Schwab & CO., INC.
July 2014 - May 2017 · 2 yrs 10 mos
Charles Schwab & CO., INC.Broker
July 2014 - May 2017 · 2 yrs 10 mos
LPL Financial LLC
September 2013 - June 2014 · 9 mos
LPL Financial LLCBroker
September 2013 - June 2014 · 9 mos
Firstmerit Financial Services, INCBroker
December 2011 - September 2013 · 1 yr 9 mos
State Registrations1 state
OH
Advisor
Exams
No exam information available for this advisor.