Sergio Rodriguez
Sergio Rodriguez is a registered investment advisor at Cetera Investment Advisers LLC, based in Del Rio, TX, with 14 years of industry experience. Sergio operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
110 S Main St, Del Rio, TX, 78840
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2014Other Business ActivitiesSells Insurance
Sergio co-owns Rodriguez Income Tax and Notary Service, preparing taxes and providing notary services, dedicating about 10-20% of his time. He also sells fixed index annuities and other insurance products through Avantax, dedicating full-time hours to this, and is a candidate for Val Verde County Commissioner, spending a few hours per week on this volunteer position.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
PNC Investments
PNC InvestmentsBroker
PNC Managed Account Solutions, INC.
Bbva Securities INC.Broker
Bbva Compass Investment Solutions, INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.