KM
CFP
KM
CFP

Kara Joyce Marquez

13 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
247 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$267.6M

Fee Structure

AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $10.0M0.90%
$10M+0.90%

Fees are negotiable for accounts over $10,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

999 Corporate Drive, Suite 100, Ladera Ranch, CA, 92694

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nautilus Advisors LLC
April 2018 - Present · 7 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2014 - April 2018 · 3 yrs 6 mos
J.P. Morgan Securities LLCBroker
October 2014 - April 2018 · 3 yrs 6 mos
Strategic Advisers, INC.
January 2013 - September 2014 · 1 yr 8 mos
Fidelity Brokerage Services LLCBroker
November 2011 - September 2014 · 2 yrs 10 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.