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Anthony Cook

Cambridge Investment Research Advisors, INC.
9 Years of Experience
Cincinnati, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Anthony Cook is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Cincinnati, OH, with 9 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

7426 Jager Ct., Cincinnati, OH, 45230

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History

Regulatory History (1)
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Judgment / Lien
December 2024
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Anthony works as an administrator for Rosselot Financial Group and as an advisory representative of an RIA, CIRA, dedicating full-time hours to the latter. He also owns real estate and works as an independent insurance agent for various companies, spending minimal time on each.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
May 2023 - Present · 3 yrs 5 mos
Cambridge Investment Research, INC.Broker
April 2023 - Present · 3 yrs 6 mos
Previous Registrations
Park Avenue Securities LLC
November 2017 - September 2018 · 10 mos
Park Avenue Securities LLCBroker
October 2017 - September 2018 · 11 mos
MML Investors Services, LLC
May 2015 - July 2017 · 2 yrs 2 mos
MML Investors Services, LLCBroker
August 2014 - July 2017 · 2 yrs 11 mos
Nylife Securities LLCBroker
November 2012 - July 2014 · 1 yr 8 mos
State Registrations5 states
FLINKYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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