CM
CM
Carl Mcclurg is a registered investment advisor, based in Cincinnati, OH, with 12 years of industry experience.
Location
1055 St Paul Place, Ste 155, Cincinnati, OH, 45202
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026Denied
Other Business ActivitiesSells Insurance
Carl is a financial professional utilizing a DBA name through Ohio Pension Consultants and an advisory representative of a RIA through CIRA. He is also an independent insurance agent for various independent insurance companies and provides free financial educational workshops, dedicating a few hours per week to each.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
May 2014 - Present · 12 yrs
Cambridge Investment Research, INC.Broker
May 2014 - Present · 12 yrs
Previous Registrations
Spc
August 2013 - May 2014 · 9 mos
Sammons Securities Company, LLCBroker
August 2013 - May 2014 · 9 mos
State Registrations13 states
FLGAINKYMNNCNVOHORPATNUTWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.